First Scientific Lecture-Course
TENTH AND LAST LECTURE
Stuttgart, 3rd January 1920.
I will now bring these few improvised hours of scientific study to a
provisional conclusion. I want to give you a few guiding lines which
may help you in developing such thoughts about Nature for yourselves,
taking your start from characteristic facts which you can always make
visible by experiment. In Science today and this applies above
all to the teacher it is most important to develop a right way
of thinking upon the facts and phenomena presented to us by Nature.
You will remember what I was trying to shew yesterday in this
connection. I shewed how since the 1890's physical science has so
developed that materialism is being lifted right out of its bearings,
so to speak, even by Physics itself. This is the point to remember
above all in this connection.
The period when Science thought that it had golden proofs of the
universality of waves and undulations was followed, as we say, by a
new time. It was no longer possible to hold fast to the old
wave-theories. The last three decades have in fact been revolutionary.
One can imagine nothing more revolutionary in any realm than this most
recent period has been in Physics. Impelled by the very facts that
have not emerged, Physics has suffered no less a loss than the concept
of matter itself in its old form. Out of the old ways of thinking, as
we have seen, the phenomena of light had been brought into a very near
relation to those of electricity and magnetism. Now the phenomena
produced by the passage of electricity through tubes in which the air
or gas was highly rarefied, led scientists to see in the raying light
itself something like radiating electricity. I do not say that they
were right, but this idea arose. It came about in this way: The
electric current until then had always been hidden as it were in
wires, and one had little more to go on than Ohm's Law. Now one was
able, so to speak, to get a glimpse of the electricity itself, for
here it leaves the wire, jumps to the distant pole, and is no longer
able as it were to conceal its content in the matter through which it
passes.
The phenomena proved complicated. As we say yesterday, manifold types
of radiation emerged. The first to be discovered were the so-called
cathode rays, issuing from the negative pole of the Hittorf tube and
making their way through the partial vacuum. In that they can be
deflected by magnetic forces, they prove akin to what we should
ordinarily feel to be material. Yet they are also evidently akin to
what we see where radiations are at work. This kinship comes out most
vividly when we catch the rays (or whatsoever it is that is issuing
from the negative electric pole) upon a screen or other object, as we
should do with light. Light throws a shadow. So do these radiations.
Yet in this very experiment we are again establishing the near
relation of these rays to the ordinary element of matter. For you can
imagine that a bombardment is taking place from here (as we say
yesterday, this is how Crookes thinks of the cathode rays). The
bombs do not get through the screen which you put in the
way; the space behind the screen is protected. This can be shewn by
Crookes's experiment, interposing a screen in the way of the cathode
rays.
We will here generate the electric current; we pass it through this
tube in which the air is rarefied. It has its cathode or negative pole
here, its anode or positive pole here. Sending the electricity through
the tube, we are now getting the so-called cathode rays. We catch them
on a screen shaped like a St. Andrew's cross. We let the cathode rays
impinge on it, and on the other side you will see something like a
shadow of the St. Andrew's cross, from which you may gather that the
cross stops the rays. Observe it clearly, please. Inside the tube is
the St. Andrew's cross. The cathode rays go along here; here they are
stopped by the cross; the shadow of the cross becomes visible upon the
wall of the vessel behind it. I will now bring the shadow which is
thus made visible into the field of a magnet. I beg you to observe it
now. You will find the shadow influenced by the magnetic field. You
see then, just as I might attract a simple bit of iron with a magnet,
so too, what here emerges like a kind of shadow behaves like external
matter. It behaves materially.
Here then we have a type of rays which Crookes regards as
radiant matter as a form of matter neither solid,
liquid or gaseous but even more attenuated, revealing also that
electricity itself, the current of electricity, behaves like simple
matter. We have, as it were, been trying to look at the current of
flowing electricity as such, and what we see seems very like the kind
of effects we are accustomed to see in matter.
I will now shew you, what was not possible yesterday, the rays that
issue from the other pole and that are called canal rays.
You can distinguish the rays from the cathode, going in this
direction, shimmering in a violet shade of colour, and the canal rays
coming to meet them, giving a greenish light. The velocity of the
canal rays is much smaller.
Finally I will shew you the kind of rays produced by this
apparatus: they are revealed in that the glass becomes fluorescent
when we send the current through. This is the kind of rays usually
made visible by letting them fall upon a screen of barium
platinocyanide. They have the property of making the glass intensely
fluorescent. Please observe the glass. You see it shining with a very
strong, greenish-yellow, fluorescent light. The rays that shew
themselves in this way are the Roentgen rays or X-rays,
mentioned yesterday. We observe this kind too, therefore.
Now I was telling you how in the further study of these things it
appeared that certain entities, regarded as material substances, emit
sheaves of rays rays of three kinds, to begin with. We
distinguished them as α-, ß-, and
γ-rays
(cf. the
Figure IXc).
They shew distinct properties.
Moreover, yet another thing emerges from these materials, known as
radium etc. It is the chemical element itself which as it were gives
itself up completely. In sending out its radiation, it is transmuted.
It changes into helium, for example; so it becomes something quite
different from what it was before. We have to do no longer with stable
and enduring matter but with a complete metamorphosis of phenomena.
Taking my start from these facts, I now want to unfold a point of view
which may become for you an essential way, not only into these
phenomena but into those of Nature generally. The Physics of the 19th
century chiefly suffered from the fact that the inner activity, with
which man sought to follow up the phenomena of Nature, was not
sufficiently mobile in the human being himself. Above all, it was not
able really to enter the facts of the outer world. In the realm of
light, colours could be seen arising, but man had not enough inner
activity to receive the world of colour into his forming of ideas,
into his very thinking. Unable any longer to think the colours,
scientists replaced the colours, which they could not think, by what
they could, namely by what was purely geometrical and
kinematical calculable waves in an unknown ether. This
ether however, as you must see, proved a tricky fellow.
Whenever you are on the point of catching it, it evades you. It will
not answer the roll-call. In these experiments for instance, revealing
all these different kinds of rays, the flowing electricity has become
manifest to some extent, as a form of phenomenon in the outer world,
but the ether refuses to turn up. In fact it was
not given to the 19th-century thinking to penetrate into the
phenomena. But this is just what Physics will require from now on. We
have to enter the phenomena themselves with human thinking. Now to
this end certain ways will have to be opened up most of all for
the realm of Physics.
You see, the objective powers of the World, if I may put it so,
those that come to the human being rather than from him
have been obliging human thought to become rather more mobile (albeit,
in a certain sense, from the wrong angle). What men regarded as most
certain and secure, that they could most rely on, was that they could
explain the phenomena so beautifully by means of arithmetic and
geometry by the arrangement of lines, surfaces and bodily forms
in space. But the phenomena in these Hittorf tubes are compelling us
to go more into the facts. Mere calculations begin to fail us here, if
we still try to apply them in the same abstract way as in the old
wave-theory.
Let me say something of the direction from which it first began, that
we were somehow compelled to bring more movement into our geometrical
and arithmetical thinking. Geometry, you know, was a very ancient
science. The regularities and laws in line and triangle and
quadrilateral etc., the way of thinking all these forms in pure
Geometry was a thing handed down from ancient time. This way of
thinking was now applied to the external phenomena presented by
Nature. Meanwhile however, for the thinkers of the 19th century, the
Geometry itself began to grow uncertain. It happened in this way. Put
yourselves back into your school days: you will remember how you were
taught (and our good friends, the Waldorf teachers, will teach it too,
needless to say; they cannot but do so), you were undoubtedly
taught that the three angles of a triangle
(Figure Xa)
together make
a straight angle an angle of 180°. Of course you know this.
Now then we have to give our pupils some kind of proof, some
demonstration of the fact. We do it by drawing a parallel to the base
of the triangle through the vertex. We then say: the angle α,
which we have here, shews itself here again as α'.
α and α' are alternate angles and therefore
equal. I can transfer this angle over here, then. Likewise this angle
ß, over here; again it remains the same.

Figure Xa
The angle γ stays where it is. If then I have
γ = γ', α = α' and
ß = ß', while α' + ß' + γ'
taken together give an angle of 180° as they
obviously do, α + ß + γ will do the
same. Thus I can prove it so that you actually see it. A clearer or
more graphic proof can scarcely be imagined.
However, what we are taking for granted is that this upper line A'B'
is truly parallel to the lower line AB, for this alone enables
me to carry out the proof. Now in the whole of Euclid's Geometry there
is no way of proving that two lines are really parallel, i.e. that
they only meet at an infinite distance, or do not meet at all. They
only look parallel so long as I hold fast to a space that is merely
conceived in thought. I have no guarantee that it is so in any real
space. I need only assume that the two lines meet, in reality, short
of an infinite distance; then my whole proof, that the three angles
together make 180°, breaks down. For I should then discover: whilst
in the space which I myself construct in thought the space of
ordinary Geometry the three angles of a triangle add up to
180° exactly, it is no longer so when I envisage another and perhaps
more real space. The sum of the angles will no longer be 180°, but
may be larger. That is to say, besides the ordinary geometry handed
down to us from Euclid other geometries are possible, for which the
sum of the three angles of a triangle is by no means 180°.
Nineteenth century thinking went a long way in this direction,
especially since Lobachevsky, and from this starting-point the
question could not but arise: Are then the processes of the real world
the world we see and examine with our senses ever to be
taken hold of in a fully valid way with geometrical ideas derived from
a space of our own conceiving? We must admit: the space which we
conceive in thought is only thought. Nice as it is to cherish the idea
that what takes place outside us partly accords with what we
figure-out about it, there is no guarantee that it really is so. There
is no guarantee that what is going on in the outer world does really
work in such a way that we can fully grasp it with the Euclidean
Geometry which we ourselves think out. Might it not be the
facts alone can tell might it not be that the processes outside
are governed by quite another geometry, and it is only we who by our
own way of thinking first translate this into Euclidean geometry and
all the formulae thereof?
In a word, if we only go by the resources of Natural Science as it is
today, we have at first no means whatever of deciding, how our own
geometrical or kinematical ideas are related to what appears to us in
outer Nature. We calculate Nature's phenomena in the realm of Physics
we calculate and draw them in geometrical figures. Yet, are we
only drawing on the surface after all, or are we penetrating to what
is real in Nature when we do so? What is there to tell? If people once
begin to reflect deeply enough in modern Science above all in
Physics they will then see that they are getting no further.
They will only emerge from the blind alley if they first take the
trouble to find out what is the origin of all our phoronomical
arithmetical, geometrical and kinematical ideas. What is the
origin of these, up to and including our ideas of movement purely as
movement, but not including the forces? Whence do we get these ideas?
We may commonly believe that we get them on the same basis as the
ideas we gain when we go into the outer facts of Nature and work upon
them with our reason. We see with our eyes and hear with our ears. All
that our senses thus perceive, we work upon it with our
intellect in a more primitive way to begin with, without calculating,
or drawing it geometrically, or analyzing the forms of movement. We
have quite other categories of thought to go on when our intellect is
thus at work on the phenomena seen by the senses. But if we now go
further and begin applying to what goes on in the outer world the
ideas of scientific arithmetic and algebra, geometry and
kinematics, then we are doing far more and something radically
different. For we have certainly not gained these ideas from the outer
world. We are applying ideas which we have spun out of our own inner
life. Where then do these ideas come from? That is the cardinal
question. Where do they come from? The truth is, these ideas come not
from our intelligence not from the intelligence which we apply
when working up the ideas derived from sense-perception. They come in
fact from the intelligent part of our Will. We make them with our
Will-system with the volitional part of our soul.
The difference is indeed immense between all the other ideas in which
we live as intelligent beings and on the other hand the geometrical,
arithmetical and kinematical ideas. The former we derive from our
experience with the outer world; these on the other hand the
geometrical, the arithmetical ideas rise up from the
unconscious part of us, from the Will-part which has its outer organ
in the metabolism. Our geometrical ideas above all spring from this
realm; they come from the unconscious in the human being. And if you
now apply these geometrical ideas (I will say geometrical
henceforth to represent the arithmetical and algebraic too) to the
phenomena of light or sound, then in your process of knowledge you are
connecting, what arises from within you, with what you are perceiving
from without. In doing so you remain utterly unconscious of the origin
of the geometry you use. You unite it with the external phenomena, but
you are quite unconscious of its source. So doing, you develop
theories such as the wave-theory of light, or Newton's corpuscular
theory, it matters not which one it is. You develop theories by
uniting what springs from the unconscious part of your being with what
presents itself to you in conscious day-waking life. Yet the two
things do not directly belong to one-another. They belong as little,
my dear Friends, as the idea-forming faculty which you unfold when
half-asleep belongs directly to the outer things which in your
dreaming, half-asleep condition you perceive. In anthroposophical
lectures I have often given instances of how the dream is wont to
symbolize. An undergraduate dreams that at the door of the
lecture-theatre he gets involved in a quarrel. The quarrel grows in
violence; at last they challenge one-another to a duel. He goes on
dreaming: the duel is arranged, they go out into the forest, he sees
himself firing the shot, and at the moment he wakes up. A chair
has fallen over. This was the impact which projected itself forward
into the dream. The idea-forming faculty has indeed somehow linked up
with the outer phenomenon, but in a merely symbolizing way, in
no way consistent with the real object. So too, what in your
geometrical and phoronomical thinking you fetch up from the
subconscious part of your being, when you connect it with the
phenomena of light. What you then do has no other value for reality
than what finds expression in the dream when symbolizing an objective
fact such as the fall and impact of the chair. All this elaboration of
the outer world optical, acoustic and even thermal to some
extent (the phenomena of warmth) by means of geometrical,
arithmetical and kinematical thought-forms, is in point of fact a
dreaming about Nature. Cool and sober as it may seem, it is a dream
a dreaming while awake. Moreover, until we recognize it for
what it is, we shall not know where we are in our Natural Science, so
that our Science gives us reality. What people fondly believe to be
the most exact of Sciences, is modern mankind's dream of Nature.
But it is different when we go down from the phenomena of light and
sound, via the phenomena of warmth, into the realm we are coming into
with these rays and radiations, belonging as they do to the science of
electricity. For we then come into connection with what in outer
Nature is truly equivalent to the Will in Man. The realm of Will in
Man is equivalent to this whole realm of action of the cathode rays,
canal rays, Roentgen rays. α-, ß- and γ-rays
and so on. It is from this very realm which, once again, is in
the human being the realm of Will, it is from this that there
arises what we possess in our mathematics, in our geometry, in our
ideas of movement. These therefore are the realms, in Nature and in
Man, which we may truly think of as akin to one-another. However,
human thinking has in our time not yet gone far enough, really to
think its way into these realms. Man of today can dream quite nicely,
thinking out wave-theories and the like, but he is not yet able to
enter with real mathematical perception into that realm of phenomena
which is akin to the realm of human Will, in which geometry and
arithmetic originate. For this, our arithmetical, algebraical and
geometrical thinking must in themselves become more saturated with
reality. It is along these lines that physical science should now seek
to go.
Nowadays, if you converse with physicists who were brought up in the
golden age of the old wave-theory, you will find many of them feeling
a little uncanny about these new phenomena, in regard to which
ordinary methods of calculation seem to break down in so many places.
In recent times the physicists have had recourse to a new device.
Plain-sailing arithmetical and geometrical methods proving inadequate,
they now introduce a kind of statistical method. Taking their start
more from the outer empirical data, they have developed
numerical relations also empirical in kind. They then use the calculus
of probabilities. Along these lines it is permissible to say: By all
means let us calculate some law of Nature; it will hold good
throughout a certain series, but then there comes a point where it no
longer works.
There are indeed many things like this in modern Physics, very
significant moments where they lose hold of the thought, yet in the
very act of losing it get more into reality. Conceivably for instance,
starting from certain rigid ideas about the nature of a gas or air
under the influence of warmth and in relation to its surroundings, a
scientist of the past might have proved with mathematical certainty
that air could not be liquefied. Yet air was liquefied, for at a
certain point it emerged that the ideas which did indeed embrace the
prevailing laws of a whole series of facts, ceased to hold good at the
end of this series. Many examples might be cited. Reality today
especially in Physics often compels the human being to admit
this to himself: You with your thinking, with your forming of
ideas, no longer fully penetrate into reality; you must begin again
from another angle.
We must indeed; and to do this, my dear Friends, we must become aware
of the kinship between all that comes from the human Will
whence come geometry and kinematics and on the other hand what
meets us outwardly in this domain that is somehow separated from us
and only makes its presence known to us in the phenomena of the other
pole. For in effect, all that goes on in these vacuum tubes makes
itself known to us in phenomena of light, etc. Whatever is the
electricity itself, flowing through there, is imperceptible in the
last resort. Hence people say: If only we had a sixth sense a
sense for electricity we should perceive it too, directly. That
is of course wide of the mark. For it is only when you rise to
Intuition, which has its ground in the Will, it is only then that you
come into that region even of the outer world where
electricity lives and moves. Moreover when you do so you perceive that
in these latter phenomena you are in a way confronted by the very
opposite than in the phenomena of sound or tone for instance. In sound
or in musical tone, the very way man is placed into this world of
sound and tone as I explained in a former lecture means
that he enters into the sound or tone with his soul and only
with his soul. What he then enters into with his body, is no
more than what sucks-in the real essence of the sound or tone. I
explained this some days ago; you will recall the analogy of the
bell-jar from which the air has been pumped out. In sound or tone I am
within what is most spiritual, while what the physicist observes (who
of course cannot observe the spiritual nor the soul) is but the outer,
so-called material concomitant, the movement of the wave. Not so in
the phenomena of the realm we are now considering, my dear Friends.
For as I enter into these, I have outside me not only the objective,
so-called material element, but also what in the case of sound and
tone is living in me in the soul and spirit. The essence
of the sound or tone is of course there in the outer world as well,
but so am I. With these phenomena on the other hand, what in the case
of sound could only be perceived in soul, is there in the same sphere
in which for sound I should have no more than the
material waves. I must now perceive physically, what in the case of
sound or tone I can only perceive in the soul.
Thus in respect of the relation of man to the external world the
perceptions of sound, and the perceptions of electrical phenomena for
instance, are at the very opposite poles. When you perceive a sound
you are dividing yourself as it were into a human duality. You swim in
the elements of wave and undulation, the real existence of which can
of course be demonstrated by quite external methods. Yet as you do so
you become aware; Herein is something far more than the mere material
element. You are obliged to kindle your own inner life your
life of soul to apprehend the tone itself. With your ordinary
body I draw it diagrammatically (the oval in
Figure Xb)
you become aware of the undulations. You draw your ether and
astral body together, so that they occupy only a portion of your
space. You then enjoy, what you are to experience of the sound or tone
as such, in the thus inwarded and concentrated etheric-astral part of
your being. It is quite different when you as human being meet the
phenomena of this other domain, my dear Friends. In the first place
there is no wave or undulation or anything like that for you to dive
into; but you now feel impelled to expand what in the other case you
concentrated
(Figure Xc).
In all directions, you drive your
ether and astral body out beyond your normal surface; you make
them bigger, and in so doing you perceive these electrical phenomena.

Figure Xb
| |

Figure Xc
|
Without including the soul and spirit of the human being, it will be
quite impossible to gain a true or realistic conception of the
phenomena of Physics. Ever-increasingly we shall be obliged to think
in this way. The phenomena of sound and tone and light are akin to the
conscious element of Thought and Ideation in ourselves, while those of
electricity and magnetism are akin to the sub-conscious element of
Will. Warmth is between the two. Even as Feeling is intermediate
between Thought and Will, so is the outer warmth in Nature
intermediate between light and sound on the one hand, electricity and
magnetism on the other. Increasingly therefore, this must become the
inner structure of our understanding of the phenomena of Nature. It
can indeed become so if we follow up all that is latent in Goethe's
Theory of Colour. We shall be studying the element of light and tone
on the one hand, and of the very opposite of these electricity
and magnetism on the other. As in the spiritual realm we
differentiate between the Luciferic, that is akin to the quality of
light, and the Ahrimanic, akin to electricity and magnetism, so also
must we understand the structure of the phenomena of Nature. Between
the two lies what we meet with in the phenomena of Warmth.
I have thus indicated a kind of pathway for this scientific realm,
a guiding line with which I wished provisionally to sum up the
little that could be given in these few improvised hours. It had to be
arranged so quickly that we have scarcely got beyond the good
intentions we set before us. All I could give were a few hints and
indications; I hope we shall soon be able to pursue them further. Yet,
little as it is, I think what has been given may be of help to you
and notably to the Waldorf School teachers among you when
imparting scientific notions to the children. You will of course not
go about it in a fanatical way, for in such matters it is most
essential to give the realities a chance to unfold. We must not get
our children into difficulties. But this at least we can do: we can
refrain from bringing into our teaching too many untenable ideas
ideas derived from the belief that the dream-picture which has
been made of Nature represents actual reality. If you yourselves are
imbued with the kind of scientific spirit with which these lectures
if we may take them as a fair example have been
pervaded, it will assuredly be of service to you in the whole way you
speak with the children about natural phenomena.
Methodically too, you may derive some benefit. I am sorry it was
necessary to go through the phenomena at such breakneck speed. Yet
even so, you will have seen that there is a way of uniting what we see
outwardly in our experiments with a true method of evoking thoughts
and ideas, so that the human being does not merely stare at the
phenomena but really thinks about them. If you arrange your lessons so
as to get the children to think in connection with the experiments
discussing the experiments with them intelligently you
will develop a method, notably in the Science lessons, whereby these
lessons will be very fruitful for the children who are entrusted to
you.
Thus by the practical example of this course, I think I may have
contributed to what was said in the educational lectures at the
inception of the Waldorf School. I believe therefore that in arranging
these scientific courses we shall also have done something for the
good progress of our Waldorf School, which ought really to prosper
after the good and very praiseworthy start which it has made. The
School was meant as a beginning in a real work for the evolution of
our humanity a work that has its fount in new resources of the
Spirit. This is the feeling we must have. So much is crumbling, of all
that has developed hitherto in human evolution. Other and new
developments must come in place of what is breaking down. This
realization in our hearts and minds will give the consciousness we
need for the Waldorf School. In Physics especially it becomes evident,
how many of the prevailing ideas are in decay. More than one thinks,
this is connected with the whole misery of our time. When people think
sociologically, you quickly see where their thinking goes astray.
Admittedly, here too most people fail to see it, but you can at least
take notice of it; you know that sociological ways of thought will
find their way into the social order of mankind. On the other hand,
people fail to realize how deeply the ideas of Physics penetrate into
the life of mankind. They do not know what havoc has in fact been
wrought by the conceptions of modern Physics, terrible as these
conceptions often are. In public lectures I have often quoted Hermann
Grimm. Admittedly, he saw the scientific ideas of his time rather as
one who looked upon them from outside. Yet he spoke not untruly when
he said, future generations would find it difficult to understand that
there was once a world so crazy as to explain the evolution of the
Earth and Solar System by the theory of Kant and Laplace. To
understand such scientific madness would not be easy for a future age,
thought Hermann Grimm. Yet in our modern conceptions of inorganic
Nature there are many features like the theory of Kant and Laplace.
And you must realize how much is yet to do for the human beings of our
time to get free of the ways of Kant and Konigsberg and all their
kindred. How much will be to do in this respect, before they can
advance to healthy, penetrating ways of thought!
Strange things one witnesses indeed from time to time, shewing how
what is wrong on one side joins up with what is wrong on another. What
of a thing like this? Some days ago as one would say, by chance
I was presented with a reprint of a lecture by a German
University professor. (He prides himself in this very lecture that
there is in him something of Kant and Konigsberg!) It was a lecture in
a Baltic University, on the relation of Physics and Technics, held on
the 1st of May 1918, please mark the date! This learned
physicist of our time in peroration voices his ideal, saying in
effect: The War has clearly shewn that we have not yet made the bond
between Militarism and the scientific laboratory work of our
Universities nearly close enough. For human progress to go on in the
proper way, a far closer link must in future be forged between the
military authorities and what is being done at our Universities.
Questions of mobilization in future must include all that Science can
contribute, to make the mobilization still more effective. At the
beginning of the War we suffered greatly because the link was not yet
close enough the link which we must have in future, leading
directly from the scientific places of research into the General
Staffs of our armies.
Mankind, my dear Friends, must learn anew, and that in many fields.
Once human beings make up their minds to learn anew in such a realm as
Physics, they will be better prepared to learn anew in other fields as
well. Those physicists who go on thinking in the old way, will never
be so very far removed from the delightful coalition between the
scientific laboratories and the General Staffs. How many things will
have to alter! So may the Waldorf School be and remain a place where
the new things which mankind needs can spring to life. In the
expression of this hope, I will conclude our studies for the moment.
End of the Scientific Lecture-Course
given by Rudolf Steiner at Stuttgart
23rd December 1919 to 3rd January 1920.
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